Securities & Capital Markets

We advise and assist financial institutions, securities companies, fund managers, listed companies and unlisted companies in legal matters related to fund raising in capital markets. Our team has built and maintained a close relationship with the different players in the market including securities companies, banks, investment funds, investors, and with market regulators.

Our Securities & Capital Markets Practice includes:

       

–       Compliance advice on regulatory matters for listed companies

–       Due diligence and issuance of legal opinions in respect of Vietnamese laws for international offerings

–       Corporate governance, and disclosure liabilities

–       Governmental filings, approvals and registrations

–       Corporate restructuring

–       Equity-related fund raisings such as rights issues, private placements & convertible securities

–       Investment fund formation and fund-related work